What is a Financial Crime and Whistleblowing Policy?
The purpose of the Financial Crime and Whistleblowing Policy is to explain the risk of financial crime to which (“The Company”) may be exposed in the conduct of its business, and the policies and procedures used to combat financial crime.
Financial Crime and Whistleblowing Policy Sections:
- Money Laundering
- Fraud
- Insider Trading
- Whistleblowing
Why is a Financial Crime and Whistleblowing Policy important?
The Financial Crime Policy aims to:
- Educate staff on financial crime and fraud.
- Establish and implement policies and procedures that can reasonably detect and encourage the reporting of suspicious transactions as required by Company guidance and regulations.
- Encourage staff to report suspected wrongdoing as soon as possible, in the knowledge that their concerns will be taken seriously and investigated as appropriate, and that their confidentiality will be respected.
- Provide staff with guidance as to how to raise those concerns.
- Reassure staff that they should be able to raise genuine concerns without fear of reprisals, even if they turn out to be mistaken.
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